Guiding Statements

Mission Statement

To provide institutional clients with top-notch financial services, including equity and derivative execution, top-notch algorithmic and program trading, floor brokerage, corporate buy-backs, domestic and global equity execution, options execution and strategy, pre-trade and post-trade analytics and transition management to corporations, hedge funds, investment advisors, pension funds etc.. ; and to give serviced-disabled veterans retraining and jobs in the financial services industry while presenting clients with a means to satisfy federal Service-Disabled Veteran Small Business (SDVOSB) subcontracting goals.

Values Statement

Service. Helping our clients, our country and its service-disabled veterans achieve their goals by conscientiously using our skills and resources to their fullest degree.

Knowledge. Recognizing that everyone has curiosity about the world and that learning improves people’s lives, we endeavor to teach and to share our knowledge.

Fairness. Believing in fairness, we treat everyone equally and seek to serve all regardless of age, color, creed, disability, ethnicity, gender, marital status, national origin, race, religion, sexual orientation, or veteran status.

Hope. Fostering the belief that positive outcomes are possible, even when faced with formidable obstacles.

Integrity. Striving to always keep our values in mind and to let them guide us in our vision, our mission, and our goals.